Your Role
Develop, implement and monitor internal compliance frameworks, policies and controls to ensure regulatory adherence
Ensure adherence to regulatory reporting, surveillance and timely submission of statutory returns with accuracy and completeness
Lead day-to-day compliance operations for the broking and investment business, ensuring alignment with SEBI, NSE, BSE and other regulatory guidelines
Maintain and track a comprehensive compliance calendar covering SEBI, exchange and internal requirements
Support periodic employee training and awareness programs on compliance obligations
Partner with business, product and legal teams to assess regulatory risks and ensure compliant execution of current initiatives
Serve as a key liaison during regulatory audits, inspections and inquiries,



ensuring transparent communication and timely responses

Qualifiers
4+ years of experience in compliance within banking or financial services
Experience working with or supporting online broking platforms
Solid understanding of SEBI, NSE, and BSE regulatory guidelines

We may use artificial intelligence (AI) tools to support parts of the hiring process, such as reviewing applications, analyzing resumes, or assessing responses. These tools assist our recruitment team but do not replace human judgment. Final hiring decisions are ultimately made by humans. If you would like more information about how your data is processed, please contact us.

📌 Manager Compliance Mumbai (India)
🏢 Nameless
📍 India