Roles and Responsibilities:

The Paraplanner’s role may be broken down into four key parts:
Preparing and maintaining the client files – software entries
Understanding and analyzing the recommendations to confirm that the compliance requirements are met
Implementing recommendations
Review external networks.

A. Preparing and maintaining the client file:

Generally the Financial Planner would collect the qualitative information (client attitudes, life goals etc.) leaving the Paraplanner to collect all the quantitative detailed information required to compile a financial plan.

Specific activities include:

§ Check all compliance paperwork is present

§ Confirm client risk profile is determined

§ Discuss client objectives with planner

§ Identify and obtain the information necessary to compile financial cash flow forecast

§ Compile draft net worth statement; income and expenditure statements and financial

§ Cash flow forecast and discuss with planner.

B. Understanding and analyzing the recommendations
Identify areas for planning




Undertake research both independently and with the Financial Planner to identify suitable solutions to meet the client’s needs
Prepare information/comparisons for analysis.
Complete current and future net worth and cash flow projection as per the recommendation.
Prepare draft recommendation reports to be discussed/signed off by planner.

C. Implementing recommendations:
Complete application / proposals forms
Ensure all compliance paperwork is in order
Make changes to clients’ investments as instructed
Implement the chosen investment strategies

D. Review
Organise future planning meetings with client as per the review period.
Complete review packs in preparation for client meeting.
Review investment portfolio, asset allocation, risk profile etc.

Key Skills:
Excellent Verbal and Written Communication Skills
Solid Financial and Analytical skills
Knowledge of MS‐Excel, MS‐Word

Qualifications and Experience:
MBA Finance/US-CMA graduates /MBA/M.Com/CFP
Market/Portfolio Management/Financial Planning/Derivatives Analyst, NISM

📌 Jr Associate Paraplanning Au Bangalore Bengaluru
🏢 Important Company of the Sector
📍 Bengaluru