- Regulatory Monitoring Track and interpret RBI guidelines (SBR, FPC, KYC/AML, IT/outsourcing norms) and assess impact.
- Compliance Management Maintain compliance calendar, ensure timely filings, conduct periodic testing, and close gaps.
- Policy & Process Draft, review, and update compliance policies/SOPs; align with evolving regulations.
- Regulatory Liaison Prepare submissions/returns, handle regulator correspondence, and support inspections/audits.
- Risk & Governance Conduct compliance risk assessments, prepare reports for senior management/Board, track MIS dashboards.
- Training & Audit Support – Conduct compliance training, promote awareness, and coordinate with auditors/regulators for closure of observations.
Preferred candidate profile :-
- Experience working in a mid-layer NBFC under SBR framework
- Exposure to RBI inspections or supervisory reviews
- Experience in Handling compliance tools
- Solid understanding of RBI regulatory framework for NBFCs
- Familiarity with KYC/AML regulations, PMLA requirements
- Analytical mindset with attention to detail
- Ability to interpret regulations and translate into actionable items
- Effective communication and stakeholder management
- Proficiency in MS Excel, PowerPoint, and compliance tracking tools