Position Name - Principal Associate – Investment Funds, Asset Management & Regulatory Practice

Location - Mumbai

Experience Range - 6–10 Years

Mandatory Requirement:
- Advise domestic and international fund managers, AIFs, private equity, venture capital funds, portfolio managers, and financial institutions on fund formation, structuring, and regulatory compliance matters.
- Support complex transactions, fund launches, investment documentation, and operational legal matters across the investment funds and asset management ecosystem.
- Engage directly with clients, regulators, and industry stakeholders while providing strategic regulatory advice and executing high-impact mandates in the funds and asset management space.

About the client: Law firm with expertise in investment funds, asset management, financial regulations, fund structuring, regulatory compliance, and transaction advisory for domestic and global financial institutions.

Job Roles and Responsibilities:
- Advise on the establishment, structuring, operation, and ongoing compliance of Category I, II,



and III Alternative Investment Funds (AIFs).
- Provide legal and regulatory support to asset managers, investment advisers, portfolio managers, and domestic and offshore fund structures.
- Draft, review, negotiate, and finalize fund and transaction-related documentation, including Investment Management Agreements, Advisory Agreements, Contribution Agreements, Distribution Agreements, Custodian and Trustee Agreements, Private Placement Memorandums (PPMs), Subscription Documents, Side Letters, Shareholders' Agreements, and other investment documents.
- Advise on regulatory matters relating to SEBI, IFSCA, RBI, FEMA, and other applicable laws and regulations.
- Conduct legal due diligence and support transaction structuring and execution.
- Liaise with clients, regulators, trustees, custodians, fund administrators, and other stakeholders.
- Assist clients with fundraising activities, investor onboarding, gove

📌 Principal Associate – Investment Funds, Asset Management (Mumbai)
🏢 SKS Enterpprises
📍 Mumbai