* Monitor and ensure compliance with regulatory requirements (SEBI, NSE, BSE, RBI, IRDA, or other applicable regulators).

* Ability to draft and respond to Exchanges/SEBI queries, circulars, and notices in a clear and skilled manner.

* Strong understanding of all mandatory compliance requirements and capability to ensure timely adherence.

* Skilled in preparing, verifying, and submitting inspection/audit data and compliance reports to the exchange/regulators.

* Ability to draft internal compliance policies, SOPs, and agreements to support the compliance framework.

* Review and implement company policies, procedures, and internal controls.

* Assist in preparing and submitting compliance reports, regulatory filings, and disclosures.

* Conduct periodic audits, inspections, and compliance checks across departments.





* Identify potential risks and provide recommendations for corrective actions.

* Maintain up-to-date knowledge of relevant laws, regulations, and guidelines.

* Handle regulatory queries, inspections, and correspondence with authorities.

* Ensure employee awareness and training on compliance requirements and ethical standards.

* Support in drafting compliance manuals, policies, and standard operating procedures (SOPs).

* Investigate non-compliance issues and assist in corrective and preventive actions.

Job Type: Full-time

Pay: ₹12,000.00 - ₹14,000.00 per month

Work Location: In person

📌 Compliance Executive (India)
🏢 RAGHUNANDAN MONEY
📍 India