03 Aug
|
Qode Advisors
|
India
03 Aug
Qode Advisors
India
About Us:
Qode Advisors LLP is a SEBI-registered Portfolio Management Services (PMS) firm serving HNIs and family offices, expanding into IFSC to build a compliant and scalable global fund management platform under IFSC
Role Summary
The Compliance Officer will act as a Key Executive and be responsible for building the compliance framework from scratch and driving regulatory readiness for the IFSC entity.
Key Responsibilities
- - Build compliance framework (policies, SOPs, AML/KYC, governance)
- Lead IFSCA application, filings, and regulatory interactions
- Drive risk management, monitoring, and audit readiness
- Ensure ongoing regulatory compliance and reporting
Eligibility
- - 3+ years in compliance / risk within a regulated financial entity
- CS or equivalent
- Solid understanding of financial regulations & compliance practices
Compensation: Competitive and open to discussion, aligned with experience and role criticality
📌 Compliance Officer | Gift City (IFSC) (India)
🏢 Qode Advisors
📍 India