- AIF Dealer Role

Key Responsibilities

Dealing & Trading Functions

• Execute trades in equity, debt, money market instruments, mutual funds, and other financial products as per approved investment mandates.

• Coordinate with brokers, counterparties, custodians, and internal stakeholders for trade execution and settlement.

• Monitor market movements, liquidity, interest rates, and security prices.

• Ensure compliance with regulatory guidelines and internal investment policies.

• Maintain trade records and support trade reconciliation activities.

• Generate dealing reports and provide transaction updates to management. Reporting & Analytics

• Analyze portfolio performance, exposure limits, and compliance reports.

• Assist fund managers and senior management with ad-hoc data requests.

• Preparing presentations Compliance & Risk Management

• Ensure adherence to SEBI, AMFI, RBI, and internal compliance guidelines.

• Support audit and regulatory reporting requirements.





• Identify discrepancies in trade and database records and resolve them promptly.

• Maintain confidentiality and security of financial and client information. Required Qualifications Education

• Bachelor's degree in Finance, Economics, Commerce, Statistics, Mathematics, Computer Science, or related field.

• MBA (Finance), CFA, NISM, FRM, or equivalent certification preferred. Experience

• 2-5 years of experience in dealing, capital markets, financial services, or data analytics

• Experience in Asset Management Companies (AMC), PMS, Mutual Funds, Treasury, Brokerages, or Banks preferred. Technical Skills

• Robust understanding of equity, debt, and money market instruments. • Advanced MS Excel and powerpoint

• Knowledge of Bloomberg, Reuters, NSE/BSE systems, or dealing platforms

Interested Candidate can share cvs on:

[email protected]

📌 AIF Dealer (Maharashtra)
🏢 TopGear Consultants
📍 Maharashtra