Skill required: KYC Screening - Know Your Customer (KYC)
Designation: Regulatory Compliance Analyst
Qualifications:B.B.M/Bachelor of Information systems and Management/Bachelors degree with Finance specialization
Years of Experience:3 to 5 years
What would you do Analyst role responsible for executing first line risk operations including risk event classification, compliance monitoring, due diligence and reporting support. Develop, maintain and automate management reports and dashboards. KYC Screening involves checking customers against various databases to identify potential risks such as fraud, money laundering, or terrorist financing. This includes verifying personal information and cross-referencing it with watchlists, sanctions lists, and other sources. The goal is to ensure compliance with regulations and protect the organization from financial crimes. Key tasks involve Customer Identity verification, Risk Assessment Screening, Compliance regulatory adherance, alert managment escalation and data management reportingBusiness and regulatory requirements, governance, operating model, process and system controls to verify the identity, suitability, and risks involved with onboarding and/or maintaining a business / customer relationship. This includes driving customer identification, customer due diligence enhanced due diligence.
What are we looking for Qualification: Graduate"
- Operational risk management
- Event classification skills
- Compliance screening knowledge
- Reporting and data analysis
- Stakeholder coordination
- Sound verbal and written communication skills
- Experience with IT and Automation would be added advantage
- Strong MS Excel skills
- Strong Presentation skills
- Willingness to work flexible schedule, as necessary, to meet monthly and quarterly deliverable deadlines and to provide extended-hour customer service support
- A willingness to challenge status quo and drive continuous improvement through change
- High attention to detail"
Roles and Responsibilities:
- "
- Ability to perform audits on the makers output to ability to identify errors, control gaps and compliance breaches. Provide feedback to analysts and Team leaders. Track quality trends and recurring issues. Support calibration sessions and quality governace. Ensure adherance to regulatory and internal standards.
- Execute risk event classification and rating
- Perform compliance screening activities
- Support financial crime control checks
- Prepare MI reports and dashboards
- Conduct supplier due diligence reviews
- Track and escalate risk events
- Support claims processing
- Data proficiency visualisation and BI
- MIS reporting and Trend Analysis"
Qualification B.B.M,Bachelor of Information systems and Management,Bachelors degree with Finance specialization