India Compliance Group Functions Job Reference 324233BR City Mumbai Job Type Full Time Your role Are you collaborative Are you an expert in second line-of-defense activities balancing compliance objectives with legal regulatory and ethical considerations Do you advocate for the importance of compliance and operational risks Does this sound like you If so you have the right qualities to join us Succeeding at UBS means respecting understanding and trusting colleagues and clients It involves challenging others and being challenged in return Join our Group Compliance Regulatory Governance GCRG India team - apply now Your team You will be working in the Group Compliance Regulatory Governance GCRG India team It is a global function within UBS that plays a critical role in managing non-financial risks and ensuring regulatory compliance across the organization GCRG operates as part of the second line of defense 2LoD where it supports regulatory compliance risk oversight and governance activities Your expertise Act as a subject-matter expert in compliance and operational risk control C ORC in managing risk Ensure a robust C ORC framework is in place and kept up-to-date with policies procedures and legal regulatory and business standards Deliver independent risk assessment and provide effective challenge to the 1st and 2nd line of defense concerning consequential risks and risk frameworks Provide business management with training frameworks information and insights required to manage risk Review operational risk issues checking and challenging as per the operational risk framework and ensuring timely completion Coordinate with senior management to ensure a healthy control environment and continuously review it to ensure it is fit-for-purpose complete and accurate About us UBS is the world s largest and the only truly global wealth manager We operate through four business divisions Global Wealth Management Personal Corporate Banking Asset Management and the Investment Bank Our global reach and the breadth of our expertise set us apart from our competitors We have a presence in all major financial centers in more than 50 countries How we hire We may request you to complete one or more assessments during the application process Learn more Join us At UBS we know that it s our people with their diverse skills experiences and backgrounds who drive our ongoing success We re dedicated to our craft and passionate about putting our people first with current challenges a supportive team opportunities to grow and flexible working options when possible Our inclusive culture brings out the best in our employees wherever they are on their career journey We also recognize that great work is never done alone That s why collaboration is at the heart of everything we do Because together we re more than ourselves We re committed to disability inclusion and if you need reasonable accommodation adjustments throughout our recruitment process you can always contact us Disclaimer Policy statements UBS is an Equal Opportunity Employer We respect and seek to empower each individual and support the diverse cultures perspectives skills and experiences within our workforce