Audit Call Dealer (Maharashtra)

Audit Call Dealer (Maharashtra)

03 Aug
|
sbi securities
|
Maharashtra

03 Aug

sbi securities

Maharashtra

Roles Responsibilities Review and audit dealer-client call recordings related to order placements Ensure calls are explicit complete and accurately reflect trade details Identify discrepancies red flags gaps or violations and instances of non-compliance Maintain detailed and accurate audit documentation and reports Work closely with the compliance team to resolve identified issues Monitor adherence to internal call recording policies and procedures Generate regular summary reports MIS on dealers compliance levels Participate in training sessions for dealers to reinforce call compliance standards Job Type Full-time Pay From 300 000 00 per year Benefits Health insurance Provident Fund Application Question s Language Preference - Bengali Must

📌 Audit Call Dealer (Maharashtra)
🏢 sbi securities
📍 Maharashtra

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