Date Sep 29 2025 Location Pune IN Pune IN Company ACA Group About ACA ACA was founded in 2002 by four former SEC regulators and one former state regulator The founders saw a need for investment advisers to receive expert guidance on existing and current regulations Over the years ACA has grown both organically and by acquisition to expand our GRC business and technology solutions Our services now include GIPS standards verification cybersecurity and technology risk regulatory technology ESG advisory AML and financial crimes financial and regulatory reporting and Mirabella for establishing EU operations Position Summary ACA Foreside Supervision Analysts will use independent judgement and discretion to ensure all Registered Representatives adhere to regulatory standards and ACA Foreside compliance policies This will primarily include electronic communication reviews Among other things Supervision Analysts will The Compliance Analyst Distribution may perform the following duties Review electronic communications sent and received by registered representatives of the firm in various systems Confirm compliance with policies and procedures and document escalations Utilize third party system to review social media for compliance with FINRA ACA Foreside policies and procedures and document escalations Liaise with internal Supervision counterparts to finalize comments to provide to the client when applicable Work under pressure and time constraints to ensure regulatory deadlines are met Assist with various system related tasks such as closing out stale files running various volume reports and uploading supporting documents to the system Create and format regulatory certifications to provide to Supervision counterparts Compile information related to office inspections and provide to inspectors Compile information related to office inspections and provide to inspectors Perform other ad-hoc work and special projects as necessary to support ACA s various client and internal initiatives Required Education and Experience 3-5yrs of an experience Minimum 3 years of relevant work experience preferably in financial services What we commit to ACA is an equal opportunity employer that values diversity We conduct our business without regard to actual or perceived age race color religion disability caregiver marital or partnership status pregnancy including childbirth breastfeeding or related medical conditions ancestry national origin and citizenship sex gender identity and expression sexual orientation sexual and reproductive health decisions military or veteran status creed genetic predisposition carrier status or any other category protected by federal state and local law ACA is firmly committed to a policy of nondiscrimination which applies to recruiting hiring placement promotions training discipline terminations layoffs recall transfers leaves of absence compensation and all other terms and conditions of employment Here at ACA we have created a variety of programs to promote ACA s culture of inclusivity and work hard to ensure that all our employees have an equal opportunity to contribute to ACA and feel that ACA is exactly where they belong Why join our team We are the leading governance risk and compliance GRC advisor in financial services When you join ACA you ll become part of a team whose unique combination of talent includes the industry s largest team of former regulators compliance professionals legal professionals and GIPS standards verifiers in the industry along with practitioners in cybersecurity ESG and regulatory technology Our team enjoys an entrepreneurial work environment by offering innovative and tailored solutions for our clients We encourage creative thinking and making the most of your experience at ACA by offering multiple career paths We foster a culture of growth by focusing on continuous learning through inquiry and curiosity and transparency If you re ready to be part of an award-winning global team of thoughtful talented and committed professionals you ve come to the right place

📌 Compliance Analyst, Distribution (Maharashtra)
🏢 ACA Group
📍 Maharashtra