04 Aug
|
Intellectual Capital HR Consulting
|
Sabarmati River
04 Aug
Intellectual Capital HR Consulting
Sabarmati River
Job Description Principal Officer – GIFT City (AMC)
n Industry: Asset Management (AMC) | Wealth Management | Multi-Family Office
n Location: GIFT City, Gandhinagar, Gujarat
n Job Type: Full-Time (In office)
n CTC: TBD (Commensurate with experience)
n Role Overview
n The Principal Officer will serve as the designated statutory lead overseeing regulatory, compliance, and operational requirements for the company's IFSCA-registered Fund Management Entity at GIFT City. This dual-function role combines AMC/Fund Operations & Regulatory Compliance with Fundamental Research & Portfolio Strategy across Indian and US markets.
n Key Responsibilities
n 1. AMC Operations & Custodian Management
n n Trade Execution & Allocation: Oversee cross-border trade execution (US and Indian products), rebalancing, and lot-level allocations across fund/PMS schemes.
n Ecosystem Coordination: Act as the primary operational contact for custodians, fund accountants, RTAs, and partner AMCs for settlements, reconciliations, and reporting.
n n 2. IFSCA Regulatory & Statutory Compliance
n n Regulatory Interface: Serve as the designated Principal Officer for IFSCA, GIFT SEZ, and statutory auditors; coordinate audits, inspections, and regulatory notices.
n Filings & Frameworks: Manage periodic statutory filings, maintain compliance calendars, and enforce AML/CFT, KYC, and FATCA/CRS frameworks under IFSCA guidelines.
n n 3. Investment Research & Analysis
n n Macro Insights: Monitor macroeconomic trends, interest rate decisions, and central bank policies across US and Indian markets.
n Company Coverage: Conduct fundamental analysis, quarterly earnings tracking, financial modeling, and strategic corporate action evaluations to produce actionable investment notes.
n n Preferred Candidate Profile
n n Education: Postgraduate in Finance, Law, Commerce, MBA (Finance), CA, or CFA.
n Experience: Minimum 3+ years in securities markets, fund management, AMC, PMS, wealth management, or regulatory functions; must meet IFSCA "Fit & Proper" criteria.
n Skills: Strong knowledge of IFSCA/SEBI regulations and AML norms; proficiency in Excel, financial modeling, and PMS/trading systems.
n n Key Highlights
n n Low organizational hierarchy with direct access to senior leadership.
n High growth potential in India's primary international financial center.
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📌 Principal officer AMC Gift City (Sabarmati River)
🏢 Intellectual Capital HR Consulting
📍 Sabarmati River