We are seeking an experienced Compliance Officer to oversee regulatory adherence and operational risk management across our Broking, Global Access Market, Distribution, and Insurance verticals in GIFT City. This is a key leadership role requiring in-depth knowledge of IFSCA regulations and capital market operations.
Key Responsibilities:
- Ensure full compliance with IFSCA, SEZ, and exchange regulations, including AML/CFT frameworks.
- Lead client operations and risk management processes to ensure regulatory alignment.
- Oversee regulatory reporting and filings with SEZ authorities, IFSCA, and exchanges.
- Develop and implement internal policies, SOPs, compliance notes, and governance frameworks.
- Collaborate with business teams to support business expansion and distribution growth.
Qualifications:
- Post-graduate or professional degree in Finance, Law, Compliance, or related disciplines.
- Minimum 5 years of experience in capital markets, broking, or financial services.
- Robust knowledge of regulatory frameworks (IFSCA, SEBI, IRDAI, etc.).
- Excellent understanding of risk controls, regulatory filings, and policy drafting.
- Demonstrated leadership and stakeholder management skills.