Job Description

Key Areas of Responsibilities
Liaise with Compliance stakeholders to gather requirements, analyze business needs, and design technology solutions that support regulatory and operational objectives.
Conduct gap analysis, impact assessment, and feasibility studies on business requirements, and recommend aligned technology strategies.
Prepare and maintain business requirement documents, test scenarios, and user manuals.
Collaborate with cross-functional teams, including Compliance, vendors, and internal IT teams to deliver technology solutions.
Participate in project planning, scope management, and stakeholder communications to ensure successful project delivery.
Develop, coordinate, and execute UAT plans, test cases, and defect management activities to ensure solutions meet business requirements.
QA Testing and ensure changes is rigorously tested before providing in UAT to users
Manage end-to-end project lifecycle activities from initiation, requirements gathering, solution design, testing, deployment,



and post-implementation support.
Ensure solutions (either in-house or vendor) comply with CLSA standards and practices

Requirements
Bachelor's degree or above in IT, Business, or related disciplines.
8–10 years of IT project experience in financial institutions, including minimum 3 years in project management
Proven exposure to Compliance technology domains, including COB, AML, trade surveillance, regulatory reporting and other compliance areas
Working knowledge of SMARTS, Liquid Metrics, Gold Tier, AxiomSL and Comply Sci applications is a plus
Valuable understanding of front-to-back trading / settlement flows in Investment Bank is an advantage
Experience in data analysis is a plus
Detailed-oriented and self-motivated
Demonstrates a solid sense of accountability, ownership, and qualified discipline
Excellent communication skills

📌 Bapm Compliance It, Information Technology Pune
🏢 CLSA
📍 Pune