Section: Purpose of the position

Responsible for accurate and timely preparation, validation and submission of regulatory reports / returns for Operations, ensuring compliance with RBI / statutory requirements, internal policies and Head Office guidelines

Section: Job Responsibilities
Prepare, validate and coordinate submission of regulatory reports / returns applicable to Operations within prescribed timelines.
Collate data from relevant systems / teams and perform maker-level checks, reconciliations and reasonableness validations before reporting.
Maintain a regulatory reporting calendar / tracker covering due dates, owners, dependencies, submission status and evidence of completion.
Coordinate with Compliance, Finance, Business, Branch Operations and Technology teams for data requirements, clarifications and issue resolution.
Ensure reports are reviewed, documented and supported by appropriate working papers, audit trails and approval evidence.
Identify data gaps, exceptions and control weaknesses, escalate them in a timely manner and support closure of corrective actions.




Track changes in RBI / statutory / Head Office reporting requirements and support timely impact assessment and operational implementation.
Support automation / system enhancement requirements for regulatory reporting, including UAT and validation of reports where required.
Prepare MIS / dashboards for reporting status, open issues, ageing items and key risks for management review.
Support internal audit, statutory audit, regulatory inspection and compliance review queries related to Operations regulatory reporting.
Maintain and periodically update process notes, SOPs and control checklists for regulatory reporting activities.
Ensure adherence to internal policies, maker-checker controls, data confidentiality requirements and Head Office guidelines.
Promote a robust control and risk management culture within Operations.
Other work allocated by the management from time to time.

Education:
CA 1st Attempt

📌 Senior Analyst Regulatory Reporting Mumbai (India)
🏢 Sumitomo Mitsui Banking Corporation (SMBC)
📍 India