A SEBI-registered Portfolio Management Services firm is hiring an Operations leader to own all operational aspects of the business including compliance, fund operations, client account audits and SEBI internal audits.

Key responsibilities
Develop and implement operational strategies to optimise efficiency and effectiveness
Supervise trade execution, end-of-day bifurcations, allocations and settlements
Manage fund operations including fund accounting, settlements and reconciliations
Manage liaison with brokers, custodians and banks for PMS operations
Ensure compliance with all applicable regulatory rules, regulations and standards
Manage the audit of client accounts and internal audit as per SEBI PMS Regulations
Monitor and manage operational risk; streamline workflows with internal teams
Lead and mentor a team of operations specialists

Candidate profile: 5 to 10 years in operations within financial services, preferably PMS, Alternative Investment Funds, Mutual Funds or banks. Knowledge of relevant laws, regulations and compliance standards, familiarity with financial software and systems, and a proven record of managing and developing teams.

📌 Vice President Operations & Compliance Pms Mumbai (India)
🏢 Intellectual Capital HR Consulting
📍 India