Compliance Manager Mumbai

Compliance Manager Mumbai

03 Aug
|
Compliance
|
Mumbai

03 Aug

Compliance

Mumbai

Dezerv is a house of investing solutions for high-net-worth and affluent
Indians. Dezerv is co-founded by Sandeep Jethwani, Vaibhav Porwal, and Sahil
Contractor. They have led and founded successful wealth management businesses
and managed over USD 7 billion in assets. The Dezerv team brings together
decades of investing expertise from leading global financial institutions like
JP Morgan, UBS, BNP Paribas, etc. Our team of experts monitor the performance
of portfolios and rebalance them if required to ensure long-term success. We
are backed by marque firms like Premji Invest, Accel, Elevation, Matrix, etc.
Since inception, our clients have trusted us with over 15000+ crs of their
assets.

Why are we building Dezerv?

Investing is stressful and emotional. Building & growing wealth is difficult
and time-consuming. Most individuals struggle with managing their investments
and money. Our goal is to help individuals grow their wealth without the
stress, time, and costs involved in a traditional investment. At Dezerv, We are




building a platform that leverages our decades of investment expertise to help
individuals invest better for their future.

What are we trying to solve/mission?

We are passionate about helping Indians invest better. We manage investments
with active oversight to help both, sophisticated and current investors build long
term wealth across various market conditions.

Role Summary

The role involves independently managing regulatory and legal compliance for
the Company’s SEBI-regulated businesses, including Portfolio Management
Services (PMS), Alternative Investment Funds (AIF) and Mutual Fund Distribution
(MFD). The position requires robust regulatory interpretation skills, hands-on
experience with filings, audits and inspections, and the ability to partner
with business teams to strengthen governance frameworks.

What are you expected to do?
Manage and oversee compliance under SEBI regulations applicable to PMS, AIF
and MFD
Monitor regulatory develop

📌 Compliance Manager Mumbai
🏢 Compliance
📍 Mumbai

Reply to this offer

Impress this employer describing Your skills and abilities, fill out the form below and leave Your personal touch in the presentation letter.

Subscribe to this job alert:

Get the latest job offers by email for: compliance manager mumbai / mumbai

Subscribe to this job alert:

Get the latest job offers by email for: compliance manager mumbai / mumbai