Description
We are looking for an Analyst to be an essential part of the team assisting the Financial Services Compliance & Regulation - Compliance Consulting practice to manage and perform client electronic surveillance monitoring.
We are looking for bright, creative individuals to be part of a growing team, individuals that have initiative and who will relish taking on responsibility. This role would suit someone proactive, who thrives in a quick-paced environment.
At Kroll, your work will help deliver clarity to our clients’ most complex governance, risk, and transparency challenges. Apply now to join One team, One Kroll.
Responsibilities:
Closely coordinate with the Financial Services Compliance & Regulation - US Compliance Consulting practice to manage and perform ongoing SEC compliance support services allocated to the individual on behalf of its clients (primarily hedge funds and private equity funds)
Assist in managing and monitoring various personal trading platforms on behalf of FSCR-CC clients.




Proactively monitor and report on potential electronic communication compliance violations on various archival platforms
Work closely with external vendors to troubleshoot and escalate critical systems issues.
Actively monitor and report on potential electronic communication compliance violations
Stay abreast of SEC guidance regarding regulatory changes and guidance regarding electronic communications and surveillance systems.
Experience in advising hedge funds and private equity funds is a plus.

Requirements:
Bachelor’s or master’s degree in commerce, Accounting, Law, Business Administration or Management (with a concentration in Accounting, Law, Economics or Finance) from an accredited university or college
Proven six (6) months 3 years of work experience in a compliance role.
Ability to work on own initiative and as part of a team.
Client facing, solutions focused skills and passionate to work extensively on data management.
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📌 Analyst,compliance Consulting Mumbai (India)
🏢 Kroll
📍 India