Job Title : Senior Manager

Experience : 9 to 13 Years

Location : Mumbai

Roles & Responsibilities
Lead, guide, and support team members to ensure effective execution of compliance and inspection activities.
Recommend best practices for process improvements, training, and team development.
Conduct compliance inspections and review member submissions for regulatory adherence.
Prepare, review, and finalize inspection reports, observation sheets, and compliance findings.
Monitor member compliance with regulatory requirements and initiate corrective actions where required.
Analyze audit reports, financial submissions, insurance documents, and regulatory filings.
Coordinate with internal and external stakeholders to resolve compliance-related issues.
Prepare management reports, regulatory submissions, MIS, and analytical reports.
Organize and conduct compliance, regulatory, and investor awareness training programs.
Ensure adherence to internal processes, service levels (SLAs), timelines,



and regulatory standards.

Requisites
CA, CS, MBA, or equivalent qualification.
Robust knowledge of financial markets, capital markets, and regulatory compliance.
Experience in compliance monitoring, inspections, audits, and regulatory reporting.
Ability to analyze financial reports, audit observations, and statutory submissions.
Robust understanding of applicable financial market regulations and statutory requirements.
Experience in stakeholder management and coordination with regulatory bodies.
Excellent analytical, documentation, reporting, and problem-solving skills.
Strong communication, presentation, and interpersonal skills.
Proficiency in MS Excel, MS Office, MIS reporting, and data analysis.
Ability to manage teams, prioritize multiple tasks, and work within defined timelines and compliance standards.

📌 Senior Manager Mumbai (India)
🏢 MASTER MIND CONSULTANCY
📍 India