Function Broking Compliance Location Ahmedabad Description Dissemination of relevant circulars notifications issued by regulators on daily basis to respective departments and to track Actionable circulars Notifications with respect to implementation adherence of said circulars as a part of action point monitoring as and when applicable and to maintain MIS of the same Do settlement of client balances Fund Securities and having brief knowledge of the same Preparation of documentation of AP registration cancellation and having brief knowledge of AP related compliances Providing NEAT CTCL terminal and maintain of MIS for the same Submission of Weekly Monthly Quarterly half yearly and Annual regulatory returns to exchange s and to handle day-to-day Regulatory Compliance To Co-coordinate with the exchange s clients and departments for any compliance related issues Maintain Recording data of clients transaction Preparation of various applications documentation as per exchange rules regulation Prepare and maintain MIS Desired Profile Candidate should have experience in Broking industry Experience Min 1 Year Apply To recruitment1 prudentcorporate com