At Broadridge, we've built a culture where the highest goal is to empower others to accomplish more. If youre passionate about developing your career, while helping others along the way, come join the Broadridge team.

Job Summary The Risk & Control Analyst will support GTO IT operational governance, audit coordination, and risk & control activities. The role involves tracking compliance metrics, supporting SOX control testing, monitoring remediation of vulnerabilities and audit findings, reviewing policy exceptions, and collaborating with Business, Technology, and Information Security teams to strengthen the control environment.

Key Responsibilities Support GTO IT operational governance activities Coordinate internal and external security audits Track compliance metrics through the Risk and Controls Security Assessment process Support SOX control testing Monitor remediation of vulnerabilities, audit findings, and control gaps Review policy exceptions with Business, Technology, and InfoSec teams Recommend control improvements and risk mitigation actions Facilitate meetings and track action items Prepare governance reports and stakeholder updates Work in rotational shifts covering India and UK hours, as needed Qualifications B.Tech / BCA / M.Tech / MCA or equivalent 37 years of relevant experience in IT risk, controls, audit, governance, or operations Preferably from BFSI or other regulated environments Knowledge of SOX testing, IT controls, and compliance processes Strong communication, coordination, and project management skills Proficiency in MS Office,



especially Excel; macro/automation skills are a plus COBIT / ISO 27001 or equivalent certifications preferred but not mandatory We are dedicated to fostering a collaborative, engaging, and inclusive workplace and are committed to providing a workplace that empowers associates to be authentic and bring their best to work. We believe that associates do their best when they feel safe, understood, and valued, and we work diligently and collaboratively to ensure Broadridge is a companyand ultimately a communitythat recognizes and celebrates everyones unique perspective. Use of AI in Hiring As part of the recruiting process, Broadridge may use technology, including artificial intelligence (AI)-based tools, to help review and evaluate applications.

These tools are used only to support our recruiters and hiring managers, and all employment decisions include human review to ensure fairness, accuracy, and compliance with applicable laws. Please note that honesty and transparency are critical to our hiring process. Any attempt to falsify, misrepresent, or disguise information in an application, resume, assessment, or interview will result in disqualification from consideration.

Broadridge Financial

Solutions (NYSE: BR) is a global technology leader with trusted expertise and transformative technology, helping clients and the financial services industry operate, innovate, and grow. We power investing, governance,



and communications for our clients driving operational resiliency, elevating business performance, and transforming investor experiences. Our technology and operations platforms process and generate over 7 billion communications annually and underpin the daily average trading of over $15 trillion in equities, fixed income, and other securities globally.

A certified Great Place to Work, Broadridge is part of the S&P; 500 Index, employing over 15,000 associates in 21 countries. LinkedIn Facebook Instagram Twitter YouTube Glassdoor The Muse Broadridge is committed to creating an engaging workplace for the most talented associates in our industry. We are dedicated to fostering a collaborative, inclusive, and healthy environment that promotes flexibility and accountability.

As a leading provider of technology, communications, and data and analytics solutions to businesses around the world, it is critical that we understand, embrace, and operate in a multicultural environment. Every associate has unique strengths, which, when fully appreciated and embraced, allow individuals to perform at their best, leading to our success. We believe that our associates are our most important asset.

Encouraging professional development opportunities is a core part of our culture. Broadridge provides educational opportunities, including formal classes, training programs and events. To enable learning in our hybrid working model, Broadridge has redesigned all development programs for 100% virtual delivery.

Our associates have access to 8,500+ online courses covering business, leadership, technical, and function-specific topics through our LinkedIn Learning program. .

📌 Senior Member Technical - Risk & Controls Analyst - Hyderabad/ Bangalore (India)
🏢 BR Financial Solutions India- hyd
📍 India