Business process improvement & control optimization
Data analysis and dashboard reporting
Leadership / mentoring junior associates
- Company Overview
About Voya India
Voya India (earlier VFISLK) started out as a joint venture between U.S. financial services company Voya Financial and SLK, a software services company and is head quartered at Bangalore. As of Aug 2023, we are a wholly owned subsidiary of Voya Financial. We are a dynamic technology & business process transformation company that provides world-class technology & business process management services, with an emphasis on quality, speed & optimization driven through automation.
We support and deliver innovative solutions to Voya’s Retirement, Employee Benefits, and Investment Management businesses.
More information about us is available at: https://www.voyaindia.com
Role Summary The Lead Associate – SOX is responsible for executing and overseeing SOX compliance activities, including control testing, audit execution, governance tracking,
and remediation management. The role involves driving quality in control assessments, engaging with senior stakeholders, and ensuring robust internal controls and audit readiness across finance and accounting processes.
Key Roles & Responsibilities
SOX Testing & Compliance
Perform Test of Design (TOD) and Test of Effectiveness (TOE) for SOX controls
Document testing results and maintain audit workpapers
Upload and submit documentation for L2 reviews
Audit Execution & Reviews
Conduct walkthroughs and process understanding
Perform L1 review and address L2 review comments
Identify exceptions and communicate findings to managers
Risk & Control Management
Prepare and maintain Risk Control Matrices (RCM)
Analyze control gaps and assess impact
Support control design improvements and enhancements
Issue Resolution & RCA
Perform root cause analysis for audit observations
Design and track remediation plans
Ensure closure of audit findings in timely manner
Stakeholder Collaboration
Work with Finance, Accounting, and Audit teams
Liaise with internal and external audit stakeholders