Role & responsibilities

Audit Planning & Execution

- Assist in preparing the annual audit plan and audit programs.
- Perform process walkthroughs and understand end-to-end business cycles.
- Conduct test of controls, substantive testing, and data analysis.

2. Internal Control Evaluation

- Evaluate design and operating effectiveness of internal controls.
- Identify gaps, control deficiencies, and improvement areas.

3. Reporting & Documentation

- Prepare working papers, audit observations, and draft reports.
- Support in preparing management presentations and followup reports.
- Document audit findings with root cause analysis and actionable recommendations.

4. Compliance & Risk Management

- Assist in monitoring compliance with company policies, SOPs, and statutory requirements.




- Participate in risk assessment exercises and update risk registers.

5. Cross-functional Collaboration

- Interact with departments like Finance, Procurement, HR, Operations, and IT.
- Follow up with process owners for implementation of audit recommendations.

6. Special Assignments

- Support forensic reviews, data analytics, and process automation initiatives.
- Participate in SOX/ IFC audits (if applicable).
- Assist in surprise audits, branch audits, inventory audits, and vendor audits.

Preferred candidate profile

📌 CA- Industrial Training (Internal Audit) (Mumbai)
🏢 Yes Bank
📍 Mumbai