We are looking for an experienced Manager Inspection &

- Compliance with a strong background in Capital Markets, Exchange Operations, and Regulatory Compliance. The ideal candidate should have hands-on experience in inspections, member compliance, regulatory reporting, and SEBI guidelines.

Key Responsibilities

- Oversee onsite inspections and compliance reviews of trading members.

- Review inspection observations, reports, and recommend corrective actions.

- Monitor member compliance with SEBI and Exchange regulations.

- Review internal audit reports and identify regulatory gaps.

- Analyze financial returns, net worth statements, and compliance submissions.

- Prepare regulatory reports and coordinate with internal teams and external regulators.

- Respond to member queries and support compliance initiatives.

Required Skills

- Capital Markets / Stock Exchange Operations

- SEBI Regulations &
- Trading Member Compliance

- Inspection &

- Internal Audit

- Regulatory Compliance

- Risk &

- Compliance

- Data Analysis &

- Reporting

- Solid communication and stakeholder management skills

Preferred: Experience with Stock Exchanges, Broking Firms, or Financial Services organizations.

📌 Inspection Manager (Mumbai)
🏢 EVOKE HR
📍 Mumbai