- Qualified qualification (CA / CS / CWA / CFA / FRM / equivalent)
- Postgraduate degree or PG Diploma (1 year) i
- Bachelors in Law (LLB)
1. Experience Requirement
- Minimum 3 years experience in securities / financial services in one or more of:
- Portfolio or fund management
- Investment advisory
- Broker-dealer activities
- Investment banking
- CRA / MII / Regulator (SEBI, RBI, IFSCA, etc.)
- Consulting in the above (max 2 years counts)
1. Location & Appointment
- Candidate is based in GIFT IFSC or willing to relocate
- To be appointed as an additional Key Managerial Person (KMP)
1. Duties & Reporting
- Reports directly to the Board / Head of FME
- Ensures regulatory compliance with IFSCA/FME framework
- Maintains statutory records & controls UPSI
- Monitors staff trading / PA dealing
- Implements compliance & risk-management framework
1. Fit & Proper Check
- Integrity, reputation, and no regulatory/disciplinary action history
- Meets IFSCAs fit & proper criteria