Role & responsibilities

- Ensure compliance with all RBI regulations, circulars, and applicable laws governing NBFCs.

- Develop, implement, and monitor the organization's compliance policies, procedures, and internal controls.

- Manage regulatory filings, returns, and compliance reporting within prescribed timelines.

- Conduct periodic compliance audits and risk assessments across business functions.

- Monitor changes in regulatory requirements and provide timely guidance to management and stakeholders.

- Coordinate with internal and external auditors, regulatory authorities, and consultants during audits and inspections.

- Ensure adherence to KYC, AML, Fair Practices Code, and other regulatory requirements.

- Prepare compliance dashboards and reports for senior management.
- Conduct compliance awareness and training programs for employees.




- Support the implementation of governance and risk management initiatives across the organization.

Preferred candidate profile

- Bachelor's Degree in Law, Commerce, Finance, or a related discipline. Qualified certifications in Compliance or Risk Management will be an added advantage.
- Minimum 3+ years of relevant experience in Compliance within an NBFC or Financial Services organization.
- Strong understanding of RBI Master Directions, KYC norms, AML regulations, and NBFC compliance requirements.
- Experience in handling regulatory inspections, compliance audits, and reporting obligations.
- Excellent communication, analytical, and stakeholder management skills.

📌 Compliance Head (Gurugram)
🏢 Finagle Financial Services
📍 Gurugram