Uniqus is seeking a seasoned professional at the Manager level to lead and manage client engagements focused on Internal Controls over Financial Reporting (ICOFR), Internal Financial Controls (IFC), and Sarbanes-Oxley (SOX) compliance. The ideal candidate will leverage strong expertise in risk and control assessments, process reviews, and controls testing, effectively managing teams and exceeding client expectations.

Key Responsibilities:

- Lead end-to-end ICOFR/SOX/IFC compliance programs for clients, including comprehensive scoping, detailed risk assessments, robust control design evaluation, and thorough testing.
- Conduct detailed walkthroughs, process documentation, and identification of control gaps in collaboration with key stakeholders.
- Review and validate control design and operating effectiveness testing documentation with precision and accuracy.
- Review and refine risk and control matrices (RCM), process narratives, and flowcharts.
- Coordinate seamlessly with external/internal auditors and client stakeholders to ensure the timely and efficient completion of engagements.
- Provide actionable and practical recommendations to strengthen clients' internal control environments and enhance their operational resilience.
- Stay continuously updated with evolving regulations and standards such as COSO, PCAOB guidelines, and Companies Act requirements (India).
- Coach and mentor junior team members,



actively supporting their professional development and growth within the firm.
- Prepare and present explicit, concise, and impactful reports and dashboards for senior management and audit committees.
- Contribute significantly to business development activities, including crafting compelling proposal writing and delivering impactful client presentations.

Required Qualifications and Skills:

- Education: Chartered Accountant (CA), MBA (Finance), CPA, or CIA preferred.
- Experience: 7-10 years of experience in SOX/IFC/ICOFR compliance, risk advisory, or internal audit.
- Strong knowledge of financial reporting processes, risk management principles, and control evaluation methodologies.
- Hands-on experience with the COSO Framework, SOX 404, and relevant regulatory requirements.
- Proficient in essential tools such as MS Excel, PowerPoint, and Visio; experience with GRC tools (e.g., Archer, SAP GRC, MetricStream) is a significant plus.
- Excellent communication, presentation, and stakeholder management skills, capable of influencing and negotiating effectively.
- Ability to work effectively under pressure and adeptly manage multiple projects concurrently across various geographies.

Preferred Attributes:

- Big 4 or consulting firm experience.
- Exposure to IT General Controls (ITGCs) and the automation of controls.
- Experience in sectors such as BFSI (Banking, Financial Services, and Insurance), IT/ITeS, Manufacturing, or Pharma.

📌 Audit Manager (Mumbai)
🏢 Uniqus
📍 Mumbai