Interactive Brokers seeks an FIU Surveillance Analyst who is hardworking, detail-oriented, careful and a problem solver. This Analyst will be based in the [x] office and will assist in reviewing and analysing the cashiering activities of the firms clients in accordance with the firms AML/CTF policy. This role requires high energy and the ability to learn new skills in a dynamic workplace.

Responsibilities:

The role has regional responsibility and will involve:

- Assist in the monitoring and surveillance of cashiering transactions by IBKR clients in the Asia Pacific region; with specific focus on transactions for IBHK and IBSG.
- Communicate with clients on monitoring and surveillance-related matters.
- Reviewing and providing suggestions to enhance existing surveillance system/reports.
- Implement approved enhancement changes and changes required due to regulatory changes.
- Staying up to date with changes in market conduct, AML and other related regulations,




- Staying up to date with APAC and international developments in relevant areas of regulations and law.

Required Qualifications and Skills:

- Familiarity with AML/CTF Rules.
- Fluency in English (both written and spoken) is essential.
- Good communication skills and client service experience would be advantageous.
- Good quantitative, analytical, and problem-solving skills
- Solid academic background with relevant qualifications
- Have a 'can do' attitude and willingness to learn.
- Good organisational skills with the ability to multi-task, prioritise and work with minimal supervision.
- Ability to work in a small-team environment
- A high degree of comfort and fluency with computers and technology, an understanding of how technology is applied to business and regulatory problems, or an ability to develop this rapidly.

📌 AML Surveillance Analyst (Mumbai)
🏢 Interactive Brokers
📍 Mumbai