Please find the job description:

Job Title: Investment Advisor

Experience Required: 5+ Years

Location: DLF Phase I Gurgaon, India

Job Summary:

We are seeking an experienced and client-focused Investment Advisor with a minimum of 5 years of experience in financial planning, investment advisory, and portfolio management. The ideal candidate will be responsible for delivering personalized investment strategies, ensuring regulatory compliance, and building long-term client relationships.

Key Responsibilities:

Provide personalized financial planning and investment advisory services to clients based on their financial goals and risk appetite

Design and manage diversified investment portfolios including equities, mutual funds, bonds, and other financial instruments

Conduct regular portfolio reviews and suggest necessary adjustments aligned with market trends

Ensure full compliance with SEBI (Securities and Exchange Board of India) regulations and RIA guidelines

Maintain proper documentation, client records, and risk profiling as per regulatory requirements

Stay updated with financial markets, economic trends, and new investment opportunities

Build and maintain strong client relationships through regular communication and advisory support

Assist clients in tax planning, retirement planning, and wealth creation strategies





Coordinate with internal teams and external stakeholders for seamless service delivery

Required Qualifications & Skills:

SEBI Registered Investment Advisor (RIA) certification (mandatory)

Bachelor’s degree in Finance, Economics, Business Administration, or related field (MBA/CA/CFP preferred)

Minimum 5 years of relevant experience in investment advisory or wealth management

Strong knowledge of financial markets, investment products, and portfolio strategies

Excellent analytical, communication, and interpersonal skills

High ethical standards and client-centric approach

Proficiency in MS Excel and financial planning tools

Key Competencies:

Client Relationship Management

Financial Planning & Wealth Advisory

Regulatory Compliance

Analytical Thinking

Attention to Detail

Compensation & Advantages:

Competitive salary as per industry standards

Performance-based incentives

Opportunity to work with a growing and dynamic financial team

Professional development and certification support

Note: Candidates must hold valid RIA registration and adhere strictly to SEBI compliance guidelines.

Work Location: In person

Pay: ₹75,000.00 - ₹100,000.00 per month

Work Location: In person

📌 Investment Advisor (India)
🏢 Oceano Apex Private
📍 India