We are looking for an experienced Manager Inspection & Compliance with a solid background in Capital Markets, Exchange Operations, and Regulatory Compliance. The ideal candidate should have hands-on experience in inspections, member compliance, regulatory reporting, and SEBI guidelines.
Key Responsibilities
Oversee onsite inspections and compliance reviews of trading members.
Review inspection observations, reports, and recommend corrective actions.
Monitor member compliance with SEBI and Exchange regulations.
Review internal audit reports and identify regulatory gaps.
Analyze financial returns, net worth statements, and compliance submissions.
Prepare regulatory reports and coordinate with internal teams and external regulators.
Respond to member queries and support compliance initiatives.
Required Skills
Capital Markets / Stock Exchange Operations
SEBI Regulations & Trading Member Compliance
Inspection & Internal Audit
Regulatory Compliance
Risk & Compliance
Data Analysis & Reporting
Robust communication and stakeholder management skills
Preferred: Experience with Stock Exchanges, Broking Firms, or Financial Services organizations.