Role & responsibilities :-
Regulatory Monitoring Track and interpret RBI guidelines (SBR, FPC, KYC/AML, IT/outsourcing norms) and assess impact.
Compliance Management Maintain compliance calendar, ensure timely filings, conduct periodic testing, and close gaps.
Policy & Process Draft, review, and update compliance policies/SOPs; align with evolving regulations.
Regulatory Liaison Prepare submissions/returns, handle regulator correspondence, and support inspections/audits.
Risk & Governance Conduct compliance risk assessments, prepare reports for senior management/Board, track MIS dashboards.
Training & Audit Support – Conduct compliance training, promote awareness, and coordinate with auditors/regulators for closure of observations.





Preferred candidate profile :-
Experience working in a mid-layer NBFC under SBR framework
Exposure to RBI inspections or supervisory reviews
Experience in Handling compliance tools
Solid understanding of RBI regulatory framework for NBFCs
Familiarity with KYC/AML regulations, PMLA requirements
Analytical mindset with attention to detail
Ability to interpret regulations and translate into actionable items
Effective communication and stakeholder management
Proficiency in MS Excel, PowerPoint, and compliance tracking tools

📌 Compliance Manager Mumbai
🏢 APAC Financial Services
📍 Mumbai