Regulatory Compliance Associate Haryana

Regulatory Compliance Associate Haryana

04 Aug
|
Accenture
|
Haryana

04 Aug

Accenture

Haryana

Skill required: Control Testing - Agile testing

Designation: Regulatory Compliance Associate

Qualifications:Bachelors degree with Finance specialization

Years of Experience:1 to 3 years

Intelligent Operations centers. Our 784,000 people deliver on the promise of technology and human ingenuity every day, serving clients in more than 120 countries.

What would you do "This role is part of Risk Management and Internal Control team. We are seeking a highly motivated Associate for Control testing and Compliance monitoring. This role reports to Subject Matter Expert, who leads a Functional / Business Line Global team.Control testing group provides independent and objective assurance, advice, and insight guided by a philosophy of adding value to improve the operations of."

What are we looking for "
Bachelors degree in Accounting / Finance
Relevant years of SOX, Audit, or accounting related experience
Sound verbal and written communication skills
Experience with IT and Automation would be added advantage
Solid MS Excel skills
Willingness to work versatile schedule, as necessary, to meet monthly and quarterly deliverable deadlines and to provide extended-hour customer service support"





Roles and Responsibilities:
"
Understand business processes, risks, and key controls
Review policies, SOPs, and control descriptions to validate alignment with risk objectives
Support identification of in-scope processes and controls
Validate that controls are 1) Executed as per defined procedures 2) Operating consistently within business processes
Ensure compliance to policies and procedures at process level
Perform Design Effectiveness (DE) and Operating Effectiveness (OE) testing
Execute sample-based testing to validate control performance
Provide independent assessment of control effectiveness across business units
Participate in process walkthroughs with control owners
Understand risk scenarios and control points
Challenge control design where required (basic 2LoD mindset)
Prepare clear, complete, and evidence-backed workpapers
Identify 1) Control gaps (DE & OE deficiencies) 2) Process inefficiencies / risk exposures
Track open issues and action plans and validate closure evidence provided by business"

Qualification Bachelors degree with Finance specialization

📌 Regulatory Compliance Associate Haryana
🏢 Accenture
📍 Haryana

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