Interactive Brokers seeks an FIU Surveillance Analyst who is hardworking, detail-oriented, careful and a problem solver. This Analyst will be based in the Mumbai office and will assist in reviewing and analysing the cashiering activities of the firm's clients in accordance with the firm's AML/CTF policy. This role requires high energy and the ability to learn current skills in a dynamic environment.

Responsibilities
Assist in the monitoring and surveillance of cashiering transactions by IBKR clients in the Asia Pacific region; with a specific focus on transactions for IBHK and IBSG
Communicate with clients on monitoring and surveillance-related matters
Reviewing and providing suggestions to enhance existing surveillance systems/reports
Implement approved enhancement changes and changes required due to regulatory changes
Staying up to date with changes in market conduct, AML and other related regulations
Staying up to date with APAC and international developments in relevant areas of regulations and law

Required Qualifications And Skills
Familiarity with AML/CTF Rules
Fluency in English (both written and spoken) is essential
Good communication skills and client service experience would be advantageous




Good quantitative, analytical, and problem-solving skills
Solid academic background with relevant qualifications
Have a 'can do' attitude and willingness to learn
Good organizational skills with the ability to multi-task, prioritise and work with minimal supervision
Ability to work in a small-team environment
A high degree of comfort and fluency with computers and technology, an understanding of how technology is applied to business and regulatory problems, or an ability to develop this rapidly

Company Advantages & Perks
Market-competitive salary package
Performance-based annual bonus (cash and stocks)
Hybrid working model (3 days office/week)
Group Medical & Life Insurance
Modern offices with free amenities & fully stocked cafeterias
Monthly food card & company-paid snacks
Hardship/shift allowance with company-provided pickup & drop facility*
Attractive employee referral bonus
Frequent company-sponsored team-building events and outings
Depending upon the shifts
The benefits package is subject to change at the management's discretion

📌 Aml Surveillance Analyst Mumbai
🏢 Interactive Brokers
📍 Mumbai