Role & responsibilities
Ensure compliance with all RBI regulations, circulars, and applicable laws governing NBFCs.
Develop, implement, and monitor the organization's compliance policies, procedures, and internal controls.
Manage regulatory filings, returns, and compliance reporting within prescribed timelines.
Conduct periodic compliance audits and risk assessments across business functions.
Monitor changes in regulatory requirements and provide timely guidance to management and stakeholders.
Coordinate with internal and external auditors, regulatory authorities, and consultants during audits and inspections.
Ensure adherence to KYC, AML, Fair Practices Code, and other regulatory requirements.
Prepare compliance dashboards and reports for senior management.
Conduct compliance awareness and training programs for employees.




Support the implementation of governance and risk management initiatives across the organization.

Preferred candidate profile
Bachelor's Degree in Law, Commerce, Finance, or a related discipline. Qualified certifications in Compliance or Risk Management will be an added advantage.
Minimum 3+ years of relevant experience in Compliance within an NBFC or Financial Services organization.
Solid understanding of RBI Master Directions, KYC norms, AML regulations, and NBFC compliance requirements.
Experience in handling regulatory inspections, compliance audits, and reporting obligations.
Excellent communication, analytical, and stakeholder management skills.

📌 Compliance Head Gurugram (India)
🏢 Finagle Financial Services
📍 India