OverviewThe Compliance Manager will support the Head of Risk Compliance in implementing monitoring and strengthening the Group Risk Compliance Management Frameworks The role will advise and guide the business in meeting global local and regulatory obligations while ensuring effective adaptation to evolving regulatory and legislative requirements within the compliance domain This position requires a dynamic professional capable of navigating complex regulatory landscapes and global requirements assessing organizational impact recommending implementation guidelines communicating requirements clearly to diverse stakeholders and fostering collaborative partnerships to mitigate risk and drive continuous improvement Key Accountabilities and main responsibilitiesStrategic Focus Deputise for the Head of Risk Compliance as required Support the development implementation monitoring and enhancement of Risk Frameworks across Corporate Markets Retirement Solutions divisions India Hub Operations and MUFG InTime businesses Assist in embedding the Group Risk Appetite Statement into business operations Provide strategic interpretation of regulatory developments and guide the organisation on adapting to evolving compliance expectations Operational Management Draft review and update internal compliance policies procedures and codes of conduct aligned with MPMS global and regulatory requirements Maintain audit trails compliance logs and ensure timely SOP and policy updates Conduct periodic risk assessments AML KYC sanctions insider trading etc to identify vulnerabilities and propose mitigation strategies Review compliance dashboards and reports to detect anomalies and emerging risks Investigate potential compliance breaches misconduct or irregularities document findings and oversee corrective action plans Prepare and submit compliance reports to senior leadership maintain accurate documentation and regulatory correspondence Serve as the primary point of contact for compliance-related queries and facilitate smooth coordination during audits Embed compliance controls into operational workflows by collaborating closely with cross-functional teams People Leadership Design and deliver compliance training programs workshops and communication materials for employees and leaders Foster a culture of integrity accountability and compliance awareness across the organisation Influence persuade and negotiate with stakeholders to ensure adoption and adherence to compliance policies and controls Support the Head of Risk Compliance by stepping into leadership responsibilities when required Build strong partnerships across departments to strengthen compliance ownership at all levels Governance Risk Stay abreast of SEBI and other relevant regulators acts regulations guidelines circulars and notifications ensuring their relevance to business operations Track regulatory changes and advise management on implications ensuring timely alignment with global and local frameworks Strengthen the overall Group Risk Compliance Management Frameworks Ensure evidence-based governance through accurate records audit trails and documented compliance activities Oversee the design and implementation of controls that reduce compliance regulatory and operational risks Experience Personal AttributesExperience 7 years in financial services with at least 5 years in a compliance-focused role Proven experience handling SEBI compliance Experience with Registrar and Transfer Agent RTA operations is an added advantage Strong background in compliance risk management regulatory interpretation and policy governance Personal Attributes Exceptional communication interpersonal and presentation skills to explain complex concepts with clarity Strong analytical critical-thinking and problem-solving abilities Demonstrated ability to work independently and collaboratively across functions High levels of integrity sound ethical judgment and resilience under pressure Ability to navigate difficult conversations and influence stakeholders effectively In-depth understanding of relevant laws regulations and industry standards MUFG Pension Market Services is a global digitally enabled business that empowers a brighter future by connecting millions of people with their assets - safely securely and responsibly Through our two businesses MUFG Retirement Solutions and MUFG Corporate Markets we partner with a diversified portfolio of global clients to provide robust efficient and scalable services purpose-built solutions and modern technology platforms that deliver world class outcomes and experiences A member of MUFG a global financial group we help manage regulatory complexity improve data management and connect people with their assets through exceptional user experience that leverages the expertise of our people combined with scalable technology digital connectivity and data insights Our Group Risk Compliance function manages all aspects of risk and compliance across the organisation It oversees the risk management framework to ensure effective operational risk management guidance from risk and compliance teams and implementation of global risk management strategies This function ensures that we consistently meet regulatory compliance and governance standards MUFG Pension Market Services is continuing to build a energetic client-focused caring and inclusive culture based on entrepreneurial spirit effective risk management empathy and trust underpinned by core values We work collaboratively supporting and valuing the talents and perspectives of our people and promoting a flexible work environment where their wellbeing is prioritized We believe diversity drives better client outcomes improvement and growth Join us on the MUFG Pension Market Services journey to achieve our full potential We treat everyone fairly and equitably regardless of diverse characteristics Candidates must have the relevant work rights Successful applicants must complete background screening before employment