Depository Participant (Pune)

Depository Participant (Pune)

06 Aug
|
prachay group
|
Pune

06 Aug

prachay group

Pune

- Daily Operations:

- Processing of demat account opening, modification, and closure

- Handling DIS (Delivery Instruction Slips) and execution of off-market/on-market transactions

- Processing pledge / unpledged / invocation requests

- Handling dematerialization and rematerialization requests (DRF/RRF)

- Settlement-related activities and coordination with clients/exchanges

- Monitoring corporate actions (bonus, split, dividend, etc.)

- Compliance & Regulatory:

- Ensuring compliance with SEBI guidelines

- Adhering to Central Depository Services (India) Limited regulations and circulars

- Maintaining proper audit trail and documentation

- Handling KYC compliance and periodic updates

- Monitoring BSDA eligibility and updates

- Ensuring proper client communication and consent records

- Reporting & Reconciliation:

- Daily and periodic reconciliation of DP accounts

- Generating and reviewing MIS reports





- Monitoring pending transactions and resolving discrepancies

- Maintaining records for internal and regulatory audits

- Client Servicing:

- Resolving client queries related to demat accounts and transactions

- Assisting clients with account-related requests and compliance requirements

- Ensuring timely communication for any changes or updates

Skills And Knowledge

- Knowledge of DP operations and depository systems

- Understanding of SEBI/CDSL regulations

- Attention to detail and accuracy

- Valuable communication and coordination skills

- Basic knowledge of capital markets

Educational Qualification

- Graduate (preferably in Commerce/Finance)

- NISM DP certification (preferred)

Experience Background

DP operations / Stock Broking / Depository services

📌 Depository Participant (Pune)
🏢 prachay group
📍 Pune

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