- Ensure Statutory and Regulatory compliances through Legatrix
- Conduct internal audits to make sure that the compliances are followed
- Monitor and interpret current legislation and guidelines.
- Provide timely and accurate compliance advice
- Ensure those are listed and mapped appropriately
- Generate Management Reports
- Identify Risk in non-compliance and suggest risk mitigation measures
- Preferred candidate profile
- 8-10 yrs of experience in similar role
- Experience in Legatrixweb based compliance tool
- Experience in trading industry will be preference