Role: Senior Officer, Regulatory & Compliance

Office: GCD

Department: Regulatory Reporting

Reports to: Manager, Regulatory Reporting

Overview

- The Senior Officer is responsible for reviewing and delivering regulatory reporting outputs for more complex clients and scenarios, while also acting as a day-to-day point of support for Analysts and a client-facing contact for reporting.
- The role is focused on quality review, timely delivery, stakeholder communication and technical guidance, while escalating broader methodological, framework or operational design matters to the Regulatory Reporting Specialist and Manager where appropriate.
- The Senior Analyst will support a consistent client experience by participating in client interactions, responding to queries and coordinating effectively with onshore stakeholders and wider support teams.

Responsibilities

- Take responsibility for reviewing and delivering regulatory reporting outputs for clients, ensuring quality, accuracy and timeliness across assigned deliverables.
- Support Analysts within the team by offering day-to-day guidance on technical matters, priorities and quality expectations.
- Act as a client-facing contact for reporting, service matters and delivery updates.
- Investigate delivery issues, exceptions and data challenges, supporting timely resolution and escalating more complex matters appropriately.
- Maintain complete and accurate workpapers, evidence and documentation to support audit readiness and control standards.
- Contribute to process enhancements, procedure updates and continuous improvement activity across the team.

Tasks (what does the role do on a day-to-day basis)

- Review and complete regulatory reporting deliverables for allocated clients, including more complex or higher-risk deliverables.
- Perform detailed analytical review of data, outputs and reconciliations, challenging anomalies where appropriate.




- Act as a point of contact for client queries, requests and reporting-related discussions.
- Participate in client calls, onboarding discussions and service review conversations as required.
- Coordinate with onshore colleagues, internal teams and third parties to obtain required information and resolve issues.
- Monitor delivery against reporting calendars and intervene as necessary to support timely completion.
- Escalate material risks, issues or delays appropriately and support remediation activity.
- Provide coaching, technical guidance and support to Analysts within the team.
- Review workpapers, documentation and supporting evidence to ensure audit readiness and consistency.
- Support management information, quality review outputs, trend analysis and reporting metrics.
- Contribute to procedure updates, process improvement activity and workflow enhancements.
- Assist with training of recent joiners and ongoing development of team capability.
- Undertake additional responsibilities or project work in line with business needs.

Key Skills

- Strong knowledge of regulatory reporting processes and control requirements.
- Strong review capability, with the ability to identify issues, challenge outputs and apply sound judgement.
- Confident communicator with the ability to interact effectively with clients and senior stakeholders.
- Strong organisational and prioritisation skills, with the ability to manage multiple deadlines and competing demands.
- Ability to support, guide and develop junior colleagues.
- Strong problem-solving and root cause analysis capability.
- Client relationship management skills, with the ability to respond to queries clearly and professionally.
- Good working knowledge of Microsoft Excel and other Microsoft Office applications.
- Continuous improvement mindset and ability to identify opportunities to enhance efficiency, control and service quality.

📌 Senior Officer, Regulatory & Compliance (Hyderabad)
🏢 IQ-EQ
📍 Hyderabad