Audit Monitoring: Perform continuous monitoring of business processes, operational activities, and financial transactions; Conduct periodic audits based on the approved audit calendar; Review transactions and supporting documents to ensure compliance with company policies and SOPs; Monitor adherence to regulatory and statutory requirements; Evaluate the effectiveness of internal controls across various departments. Risk & Compliance: Identify operational, financial, and compliance risks; Highlight control weaknesses and recommend improvements; Ensure departments comply with internal policies and regulatory guidelines; Assist in risk assessments and compliance reviews; Escalate significant audit findings to management. Audit Execution: Prepare audit plans, checklists, and testing procedures; Collect and review audit evidence; Verify the accuracy and completeness of records; Perform sample testing and control testing; Conduct root cause analysis for audit observations.



Reporting & Documentation: Prepare detailed audit reports with findings and recommendations; Maintain audit working papers and documentation; Develop dashboards and MIS reports for management; Present audit findings to stakeholders; Track closure of audit observations. Stakeholder Coordination: Coordinate with Finance, Operations, HR, Sales, IT, Procurement, and other departments; Follow up on corrective and preventive actions (CAPA); Support internal and external audit activities; Assist management during regulatory inspections. Process Improvement: Recommend improvements in internal controls; Identify opportunities for automation and process optimization; Participate in policy reviews and SOP updates; Promote best practices in governance and compliance. ey Responsibilities

📌 Internal Audit Executive (Mumbai)
🏢 Neosoft
📍 Mumbai