The Compliance Manager will be responsible for ensuring compliance with RBI regulations, applicable laws, and internal policies across the organization. The role involves regulatory compliance monitoring, policy management, governance support, regulatory reporting, compliance reviews, and advisory to business teams.
Key Responsibilities
Draft, review, and update compliance policies in line with RBI guidelines.
Monitor and disseminate RBI circulars/notifications and ensure timely implementation of actionable points.
Conduct compliance reviews across departments and track closure of observations.
Ensure timely regulatory reporting and public disclosures as prescribed by RBI.
Provide compliance guidance, resolve regulatory queries, and conduct compliance training programs.
Vet agreements, products, processes, and documents from a compliance perspective.
Coordinate Board and Committee meetings, agendas, minutes, and action trackers.
Support regulatory inspections, audits, and other compliance-related projects.
Eligibility
CS/CA/LLB/LLM
7 to 10+ years of compliance experience in NBFCs, Banks, or Financial Institutions.
Solid knowledge of RBI regulations, KYC/AML guidelines, and corporate governance requirements.