- Inspection - To ensure that BP are adhering to the norms stipulated by SEBI and NSDL.
- Conducting inspections and ensure timely submission of reports subsequent compliances from BPs.
- Identification of process improvements in the existing processes.
- Positive understanding of KYC framework and other application compliances.
- To complete the end-to-end process of monitoring receipt and review of all periodical submissions from Business Partners as per Compliance Calendar.
- MIS and periodic reporting to Management.
- Regulatory Reporting. Co-ordinate and facilitate with across departments to develop and/or enhance system controls, procedures and trainings.
- Proactive action to ensure correct and timely compliance of all required submissions by respective BPs.
- Processing of inspection related alerts.
- Interacting with MIIs /SEBI on compliance related matters.
- Communicate effectively and efficiently with relevant internal and external stakeholders.
Disclaimer: This job posting has been aggregated from external source. Role details, content, and availability are subject to change. Applicants are advised to confirm the latest information directly on the company website before applying.
📌 Support Group Executive (Mumbai)
🏢 National Securities Depository
📍 Mumbai
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