-Monitor client positions, exposures, and margin utilization in real time.

-Track peak margins and upfront margins as per SEBI guidelines.

-Implement circuit breakers and other risk controls during high volatility.

-Update client margin requirements based on trading activities.

-Communicate margin shortfalls and take prompt actions such as square-offs or position blocking.

-Set and modify trading limits based on client profile, risk category, and funding availability.

-Detect and act on suspicious trades, abnormal volumes, or risky exposures.

-Generate alerts for potentially high-risk transactions or pattern anomalies.

-Categorize clients by risk appetite and historical trading behavior.

-Liaise with Accounts and Sales for client funding, margin collection, or limit enhancements.





-Collaborate with Dealing Desk and Back Office for trade-related issues.

-Ensure all activities comply with SEBI, NSE, BSE, MCX, and exchange-specific norms.

-Maintain accurate logs, reports, and audit trails for compliance checks and inspections.

-Operate and manage RMS platforms like ODIN, NEST, NEAT, NOW, and other broker-specific systems.

-Understand and handle API integrations related to risk and margin monitoring.

-Prepare daily and weekly risk management reports for internal stakeholders.

-Analyze margin utilization, client exposure, and provide actionable MIS reports.

📌 Risk Management System Executive (Agra)
🏢 Raghunandan Capital
📍 Agra