Role Summary: Responsible for ensuring that company's processes etc. meet the regulatory. Review of controls to comply with various regulatory requirements.
B Organizational Relationships
Reports To
AVP - Compliance
Supervises
Compliance Review & Testing
C Job Dimensions
Geographic Area Covered
Pan India
Stakeholders Internal
All functions as applicable as per the reviews assigned
D Key Result Areas
Regulatory Compliance & Review / Testing
Assist in/Work on:
. Standalone reviews of various areas across the critical functions of the organization as per Annual Compliance Review plan
. Regulatory Compliances: Verification of compliances in place for the new regulations implemented
. Analysis of IRDAI orders on peer insurers and testing of compliance levels of the company thereof
.
Investment Compliance verification
. Any other time bound assignments related to regulatory compliance monitoring.
E Skills Required
Technical
Valuable Knowledge of MS Office
Behavioral
Essential
Desired
Interpersonal skills
.
Communication skills
.
Creative thinking skills
.
Supervising/Leadership skills
.
Teamwork Skills
.
Influencing skills
.
Relationship Building skills
.
Decision making skills
.
F Incumbent Characteristics
Essential
Desired
Qualification
CA/ CA Finals
CS, MBA, LLB
Experience
3+ years
Experience in Internal audit, Compliance reviews and testing
Should be from Life Insurance
Knowledge and experience in Information security audits , Data analysis , Using ACL /other audit tools etc.