Articulating the relevant changes to the Trade and Transaction Reporting team in the first line, and Regulatory Technology so that the regulatory requirements can be translated into business requirements and technical specifications.
Providing close oversight and ongoing input to regulatory change projects.
At least 5 years Regulatory/Compliance experience, or project/regulatory change management experience,
working in a large corporate environment
• Experience in understanding recent financial services laws and regulations and assessing their impact and relevance
to the different businesses in more than one jurisdiction.
• Experience of MiFID II implementation within a regulated financial services firm.
• Experience in working on ad hoc, multi-disciplinary projects across complex organisations.
• Working knowledge and practical understanding of the Key financial services regulations that are applicable to
UK/EU MIFID Investment Firms and Trading Venues.
• Understanding of the regulators approach to implementing current regulations and changes to existing regulations
(both UK and EU).
• Awareness of the divergence between the UK and EU regulatory regime due to Brexit and resulting implications
of the US CFTC SEF regulatory regime for certain products.
• Ability to write clear and concise Reports and Business Requirement Documentation.
• Understanding of a full end-to-end transaction lifecycle for different financial products, trading protocols and
financial instruments.
• The ability to identify regulatory requirements, analyse market and regulatory data, and present findings.
• Excellent PC skills including Word, PowerPoint, Excel/CSV (Data management skills will be seen as an advantage).