NBFC | Family Office & Investment Division

Department:

Family Office / Investment

Reporting To:

GM Family Office / Investment

Location:

Salarpuria, Kolkata

Experience:

8–10 years

About the Role

We are seeking a detail-oriented RBI Compliance Manager to lead regulatory compliance, statutory reporting, governance and audit management for the NBFC, ensuring adherence to RBI, SEBI, MCA and other applicable regulatory requirements.

Key Responsibilities

Regulatory Compliance & Reporting
Monitor RBI Master Directions, Circulars and Scale-Based Regulations (SBR); ensure compliance on KYC/AML, Fair Practices Code and Prudential Norms.
Prepare and submit statutory returns via CIMS, DAKSH and other RBI/SEBI/MCA portals; maintain the compliance calendar.

Audit, Inspection & Regulatory Liaison
Coordinate RBI inspections, statutory/secretarial audits; act as primary liaison with regulators and track closure of audit observations.

Governance & Policy




Draft and update compliance policies, SOPs and governance frameworks; present regulatory updates to senior management and Board Committees.
Qualifications & Experience
Qualified Company Secretary (CS) preferred;.
8–10 years in NBFC / BFSI / FinTech / Housing Finance, with proven RBI compliance, inspection and reporting experience.
Prior exposure to secretarial and corporate governance functions preferred.

Key Skills & Competencies
Robust command of RBI/NBFC Master Directions & SBR
Companies Act, FEMA, SEBI & Secretarial Standards
RBI reporting platforms & regulatory filings
Regulatory liaison & stakeholder management
Analytical, documentation & problem-solving skills
Independent handling of audits & inspections

Governance & Risk Management | Attention to Detail | Business Partnering | Ethical Judgment & Integrity

📌 Manager Or Senior Manager Rbi Compliance & Regulatory Affairs Kolkata (India)
🏢 Salarpuria Properties
📍 India