A Position Overview Position Title Assistant Manager - Compliance Department Compliance Level/Band 301 Role Summary: Responsible for ensuring that company s processes etc. meet the regulatory. Review of controls to comply with various regulatory requirements. B Organizational Relationships Reports To AVP - Compliance Supervises Compliance Review Testing C Job Dimensions Geographic Area Covered Pan India Stakeholders Internal All functions as applicable as per the reviews assigned D Key Result Areas Regulatory Compliance Review / Testing Assist in/Work on: Standalone reviews of various areas across the critical functions of the organization as per Annual Compliance Review plan Regulatory Compliances: Verification of compliances in place for the new regulations implemented Analysis of IRDAI orders on peer insurers and testing of compliance levels of the company thereof Investment Compliance verification
Any other time bound assignments related to regulatory compliance monitoring.
E Skills Required
Technical
Positive Knowledge of MS Office Behavioral Essential Desired Interpersonal skills Communication skills Creative thinking skills Supervising/Leadership skills
Teamwork Skills
Influencing skills Relationship Building skills Decision making skills F Incumbent Characteristics Essential Desired Qualification CA/ CA Finals
CS, MBA, LLB
Experience
3+ years
Experience in Internal audit, Compliance reviews and testing Should be from Life Insurance Knowledge and experience in Information security audits , Data analysis , Using ACL /other audit tools etc.
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