- Audit of various functions assigned from time to time.
- Review of Process notes / Policy
- Review of UAT
- Compliance and Follow up
Job Responsibilities
Actionables
- Carry out audits under supervision of Seniors , first level discussion with auditee & drafting the report for review & release for Seniors
- Review of compliance to various internal processes
- Review of existing process and procedures and suggest areas of improvement
- Constantly updating the Audit check list/ Standard Audit Procedure
- Identifying Audit exceptions in the areas under review and discussion of same with Unit /Regional Heads
- Collating the Audit report (including Audit review carried out by Junior Auditors)
- Submission of an accurate and factually correct Draft Audit Report to the Team Head within the defined turnaround times
- Updation of Audit Data Base on an event basis.
- Follow up for Audit responses and review compliances for appropriate closure.
- Completion of SOX assignment within the time frames assigned by senior management.
- Review of current products, procedures & system implementations
Educational Qualifications
Key Skills
- Commerce Graduate
- MBA (Finance)
- Professional Qualification especially CA/MBA
- Good banking experience - preferably in Assets side in Operations / Credit / RIC. Experience in other asset divisions may also be considered.
- Effective Communication and drafting skills
- Analytical ability
- Knowledge of MS Word, Excel is mandatory
- Ability to plan & execute Audit plans
- Ability to meet deadlines
- Job requires extensive travel across the region