Job Title : Consultant

Function : Governance, Risk and Compliance Services (GRCS)

Location : Mumbai

>> OVERVIEW

KPMG is a global network of professional firms providing Audit, Tax and Advisory services. We operate in 156 countries and have 152,000 people working in member firms around the world.

KPMG in India, a professional services firm, is the Indian member firm of KPMG International and was established in September 1993. Our professionals leverage the global network of firms, providing detailed knowledge of local laws, regulations, markets and competition. KPMG in India provide services to over 4,500 international and national clients, in India. KPMG has offices across India in Delhi, Chandigarh, Ahmedabad, Mumbai, Pune, Chennai, Bangalore, Kochi, Hyderabad and Kolkata. The Indian firm has access to more than 7,000 Indian and expatriate professionals, many of whom are internationally trained. We strive to provide rapid, performance-based, industry-focused and technology-enabled services, which reflect a shared knowledge of global and local industries and our experience of the Indian business environment.

KPMG Advisory professionals provide advice and assistance to enable companies, intermediaries and public sector bodies to mitigate risk, improve performance, and create value. KPMG firms provide a wide range of Risk Consulting, Management Consulting and Transactions & Restructuring services that can help clients respond to immediate needs as well as put in place the strategies for the longer term.

With increasing regulatory requirements, the need for greater transparency in operations, and disclosure norms, stakeholders require assurance beyond the traditional critique of numbers. Hence assurance is being increasingly required on industry issues, business risks and key business processes. The Governance, Risk & Compliance Services practice assists companies and public sector bodies to mitigate risk, improve performance and create value.

We assist our clients to effectively manage business and process risks by providing a full spectrum of corporate governance, risk management, and Compliance Services. These services are tailored to meet clients individual needs and provide effective support to management in meeting the challenges and opportunities presented by today's complex business environment.





Our professionals provide the experience to help companies stay on track and deal with risks that could unhinge their business survival. Our services enable clients to effectively co-ordinate their key growth, quality and operational challenges and working in partnership with us, clients have the benefits of KPMG's experienced, objective, and industry-grounded viewpoints.

>>JOB DESCRIPTION

We are looking for a motivated and client-focused Consultant to join our Risk Advisory team, specializing in Internal Audit for the Financial Services sector. This role is ideal for professionals with hands-on experience in Treasury, Trade Finance, and Credit functions, combined with a strong background in audit and risk management.

Following are some of our key service offerings:

- Risk Based Internal Audit
- Enterprise Risk Management
- Concurrent Audit, Bank Audit
- Risk Assessment
- Model Business Process Development
- Sarbanes Oxley 404 Assistance
- Compliance Assistance Contracts and regulations
- Corporate Governance Advisory– Review and Assessment
- Revenue Assurance
- Control Self-Assessment
- Continuous Auditing / Continuous Monitoring
- Apart from the above service offerings, we also assist client organizations around various aspects viz. Accounting Manuals, Capital Projects Audits, Project focused Control Assessment, setting up IA function, etc.

>> Role & Responsibilities

- Conduct internal audits and risk assessments across Treasury, Trade Finance, and Credit risk for financial services clients (non-retail).
- Evaluate internal controls, identify gaps, and recommend process improvements.
- Prepare detailed audit reports and present findings to client stakeholders.
- Ensure compliance with regulatory requirements and internal policies.
- Engage directly with clients to understand business processes and deliver tailored risk solutions.
- Collaborate with cross-functional teams to support broader risk advisory initiatives.




- Stay abreast of industry developments, regulatory changes, and emerging risks.
- Monitor progress, manage risk and verify key stakeholders are kept informed about progress and expected outcomes
- Demonstrate in-depth technical capabilities and professional knowledge. Demonstrate ability to assimilate to new knowledge
- Possess good business acumen. Remain current on new developments in advisory services capabilities and industry knowledge
- The job would require travel to client locations within India and abroad

>> THE INDIVIDUAL

- Possess solid domain knowledge, understanding of business processes and possible risks in operations of BFSI sector with specific consulting experience in Treasury or Trade products (added advantage with SWIFT experience)
- Ability to perform and interpret process gap analysis
- Ability to understand and identify risks in business processes
- Understanding of control rationalization, optimization, effectiveness and efficiency
- Have experience in process consulting/ internal audit/ risk consulting of Financial Services Sector
- Strong analytical and problem-solving skills. Possess strong data analytics skills and knowledge of advanced data analytical tools will be an advantage
- Strong written and verbal communication skills (presentation skills)
- Ability to work well in teams
- Advanced understanding of IT systems, Knowledge of MS office (MS Excel, PowerPoint, Word etc); and
- Have the ability to work under pressure – stringent deadlines and tough client conditions which may demand extended working hours
- Willingness to travel within India or abroad for continuous long periods of time
- Demonstrate integrity, values, principles, and work ethic and lead by example

>> Qualification

- Qualified CAs with articleship from Big-4 firms, and artilcleship experience into Internal Audit with Financial Services industry (Understanding of internal audit, business processes, sector understanding)
- Certifications like Certified Internal Auditor (CIA), Certified Information Systems Auditor (CISA) would be an added advantage

The opportunity is now! If you are interested in being part of a dynamic team, serving clients and reaching your full potential – KPMG Advisory Services is for you!

📌 Consultant - Internal Audit -Financial Services (Mumbai)
🏢 KPMG Assurance and Consulting Services
📍 Mumbai