Role & responsibilities

Functional Responsibilities

Executing and Managing the Business & Support process audits assigned as per the approved annual audit plan (For e.g. Sourcing/Sales, Credit, Central Ops, Collection, HR, Finance, Legal, Compliance, Risk, Treasury, etc)

Determining the Audit scope in consultation with his seniors

Carrying out process & system walkthroughs and drawing the Risk & Control Matrix under seniors supervision. Determine the audit procedures to be carried out

Assisting his junior team in executing the audits and performing audit procedure

Drafting Audit observations report and discussing the same with his senior and auditee/process owners

Entire audit to be carried out in Audit system ensuring all steps are followed including proper workflow & documentation standards

Addressing review comments of the senior

Post audit Open points follow up & tracking; Closed points implementation testing

Proactive in bringing to the knowledge of his senior, any significant observation noted during the course of the audit; Multi-tasking abilities

Professional development of the junior team (AM/DM) through regular feedbacks on the projects; discussing their performance appraisal with his senior (Chief Mgr/AVP)





Regular interaction/liaising with other functions/process owners; keeping himself abreast with all the developments happening in the Company; similarly keeping abreast with all the regulatory and technological changes/developments happening in the Industry

Data Analytics Projects identification of Risk metrics/patterns that require continuous monitoring and discussing the same with Chief Mgr/AVP; Working jointly with his senior and the Data Analytics Team to get them developed in the form of system; Audit of the outliers/exceptions thrown by the system

Preferred candidate profile

Qualifications

CA / MBA (Preferably CA)

Experience

Min 2-6 years of experience, with prior experience in the field of Audit/Risk/Credit/ in Banking / NBFC domain

Functional Competencies

Prior experience of risk based audit would be preferred, however good underwriting experience (Retail, Rural, Commercial, etc) could also be considered

Overall knowledge & experience of how Banks/NBFCs operate, the objectives and linkages of different functions and the key risks embedded in core business processes is a must

Behavioral Competencies

Good listening and analytical skills; Eye for detail; Valuable Communication & Interpersonal skill

📌 Business Process Audit - Internal Audit CA (Chennai)
🏢 TVS Credit Services
📍 Chennai