Jul 20 2025 We re seeking someone to join our team as an Associate in Market Regulations and Outreach team in the Firmwide Operations division This position will support the Firm s Equities Fixed Income Investment Banking Investment Management businesses in EMEA region In the Operations division we partner with business units across the Firm to support financial transactions devise and implement effective controls and develop client relationships This is an Associate level position within the Firmwide Operations division Since 1935 Morgan Stanley is known as a global leader in financial services always evolving and innovating to better serve our clients and our communities in more than 40 countries around the world What you ll do in the role Strong understanding of market regulations front to back to be able to conduct remediation s and clearing backlogs as a result of corporate actions change in regulatory requirements and change in workflow to name a few Strong knowledge of market regulations like European Market Infrastructure regulations EMIR Dodd Frank DF Security based Swap Dealers SBS Markets in Financial Instruments Directive MiFID Securities Financing Transactions Regulation SFTR Financial Industry Regulatory Authority FINRA 2111 Qualified institutional buyer QIB Qualified Financial Contract Stay Protocol QFC Unclear Margin Rules UMR Sophisticated Municipal Market Professional certificates SMMP and Foreign Bank Certificate FBC Support the activities of the team pertaining to European regulations such as SFTR EMIR MiFID II and UMR by ensuring clients are onboarded with the necessary regulation information and documentation Correctly scope in the client population that will need to adhere to respective regulations and ensure the correct requirements are being requested Work with Legal Compliance BU Operations and Technology to review upcoming regulations create solutions drive consensus and oversee implementation in systems and processes Review and strengthen regulatory controls both tactical and strategic Review and remediate clients on exceptions reports Respond to queries on regulations and client reference data Review live trades that are non-complaint to mandatory clearing EMIR DF etc UMR documentation and venue execution SEF MiFID II mandates Handle volume spikes and prioritise work including ad-hoc requests and projects to meet business demands in a timely manner Develop SME knowledge on regulations covered by the tea and work to improve controls and quality in processes and systems Track and manage interdependencies critical path and risk status What you ll bring to the role Minimum 2 to 8 years of work experience Experiences in client classification clearing obligations US person status Cross border representation and protocol 1 and 2 of Dodd frank EMIR agreements Portfolio reconciliation and compressions margin rules ISDA and cross regional compliance Experience with Markit is a plus Strong attention to details and research investigative skills Ability to interact effectively with Business Units Compliance global colleagues and build effective working relationships Ability to work independently and meet the business deadlines with accuracy handle trouble shooting to mitigate risks Quick learning ability to understand policies procedures systems processes and control Minimum Bachelors Degree WHAT YOU CAN EXPECT FROM MORGAN STANLEY We are committed to maintaining the first-class service and high standard of excellence that have defined Morgan Stanley for over 89 years Our values - putting clients first doing the right thing leading with exceptional ideas committing to diversity and inclusion and giving back - aren t just beliefs they guide the decisions we make every day to do what s best for our clients communities and more than 80 000 employees in 1 200 offices across 42 countries At Morgan Stanley you ll find an opportunity to work alongside the best and the brightest in an environment where you are supported and empowered Our teams are relentless collaborators and creative thinkers fueled by their diverse backgrounds and experiences We are proud to support our employees and their families at every point along their work-life journey offering some of the most attractive and comprehensive employee benefits and perks in the industry There s also ample chance to move about the business for those who show passion and grit in their work To learn more about our offices across the globe please copy and paste https www morganstanley com about-us global-offices into your browser Morgan Stanley is an equal opportunities employer We work to provide a supportive and inclusive environment where all individuals can maximize their full potential Our skilled and creative workforce is comprised of individuals drawn from a broad cross section of the global communities in which we operate and who reflect a variety of backgrounds talents perspectives and experiences Our strong commitment to a culture of inclusion is evident through our constant focus on recruiting developing and advancing individuals based on their skills and talents

📌 Market Regulations - Associate - Risk, Regulatory & Resilience (Karnataka)
🏢 Morgan Stanley
📍 Karnataka